Comparing PVP and Polymeric Micellar Formulations of a PEGylated Photosensitizing Phthalocyanine by NMR and Optical Techniques.

Gergely, Lea P; Yüceel, Çiğdem; İşci, Ümit; Spadin, Florentin S; Schneider, Lukas; Spingler, Bernhard; Frenz, Martin; Dumoulin, Fabienne; Vermathen, Martina (2023). Comparing PVP and Polymeric Micellar Formulations of a PEGylated Photosensitizing Phthalocyanine by NMR and Optical Techniques. Molecular Pharmaceutics, 20(8), pp. 4165-4183. American Chemical Society 10.1021/acs.molpharmaceut.3c00306

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Phthalocyanines are ideal candidates as photosensitizers for photodynamic therapy (PDT) of cancer due to their favorable chemical and photophysical properties. However, their tendency to form aggregates in water reduces PDT efficacy and poses challenges in obtaining efficient forms of phthalocyanines for therapeutic applications. In the current work, polyvinylpyrrolidone (PVP) and micellar formulations were compared for encapsulating and monomerizing a water-soluble zinc phthalocyanine bearing four non-peripheral triethylene glycol chains (Pc1). 1H NMR spectroscopy combined with UV-vis absorption and fluorescence spectroscopy revealed that Pc1 exists as a mixture of regioisomers in monomeric form in dimethyl sulfoxide but forms dimers in an aqueous buffer. PVP, polyethylene glycol castor oil (Kolliphor RH40), and three different triblock copolymers with varying proportions of polyethylene and polypropylene glycol units (termed P188, P84, and F127) were tested as micellar carriers for Pc1. 1H NMR chemical shift analysis, diffusion-ordered spectroscopy, and 2D nuclear Overhauser enhancement spectroscopy was applied to monitor the encapsulation and localization of Pc1 at the polymer interface. Kolliphor RH40 and F127 micelles exhibited the highest affinity for encapsulating Pc1 in the micellar core and resulted in intense Pc1 fluorescence emission as well as efficient singlet oxygen formation along with PVP. Among the triblock copolymers, efficiency in binding and dimer dissolution decreased in the order F127 > P84 > P188. PVP was a strong binder for Pc1. However, Pc1 molecules are rather surface-attached and exist as monomer and dimer mixtures. The results demonstrate that NMR combined with optical spectroscopy offer powerful tools to assess parameters like drug binding, localization sites, and dynamic properties that play key roles in achieving high host-guest compatibility. With the corresponding adjustments, polymeric micelles can offer simple and easily accessible drug delivery systems optimizing phthalocyanines' properties as efficient photosensitizers.

Item Type:

Journal Article (Original Article)


08 Faculty of Science > Institute of Applied Physics

UniBE Contributor:

Spadin, Florentin Samuel


600 Technology > 620 Engineering




American Chemical Society




Pubmed Import

Date Deposited:

27 Jul 2023 12:49

Last Modified:

08 Aug 2023 00:19

Publisher DOI:


PubMed ID:


Uncontrolled Keywords:

Kolliphor RH40 NMR spectroscopy PVP drug delivery fluorescence spectroscopy photosensitizer phthalocyanine polymer micelles triblock copolymers




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